Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John James Petit | 849742 | 1 | 02/01/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marc M Jacobs | 855057 | 5 | 01/29/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Michael Sherwood | 1024893 | 14 | 01/28/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Joseph Conley | 1905484 | 11 | 01/25/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chad A Tsounis | 5579717 | 2 | 01/22/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Dalton | 1634490 | 1 | 01/22/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Donald Joehnk | 1068367 | 2 | 01/20/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Gregory Daubenspeck | 1463372 | 8 | 01/18/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Contreras | 1065421 | 1 | 01/13/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patricia Regina Charlesheslin | 2185412 | 1 | 01/12/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |