Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Raymond Prather | 1175647 | 1 | 03/25/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Henry Fan Yee | 1982192 | 1 | 03/15/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Steven Walterman | 803944 | 5 | 03/13/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Joe Terry | 1051586 | 2 | 03/12/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Robert Hargenrader | 1195347 | 2 | 03/12/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Steven Miller | 1330644 | 6 | 03/05/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Keith Middleton | 806197 | 2 | 02/24/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harender Singh Arora | 1269664 | 4 | 02/24/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Michael Watts | 2200018 | 2 | 02/19/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Ruloff Schanck | 412565 | 8 | 02/05/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |