Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Harry Sparks | 1435255 | 2 | 05/20/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Huanming Kevin Sun | 1617146 | 2 | 05/19/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert William Mandry | 2195800 | 2 | 05/19/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chris Vincent Harkins | 1788452 | 2 | 05/18/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Sidney Herzikoff | 244425 | 5 | 05/17/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Jay Rowland | 1006077 | 2 | 05/14/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ibrahim Ethem Kurtulus | 2287372 | 7 | 05/14/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Israel Comi | 1072210 | 2 | 05/12/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Francis Peters | 1543053 | 4 | 05/11/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harry Robert Lankenau | 835678 | 3 | 05/07/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |