Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Bruce Steurer | 2179566 | 1 | 07/02/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Joseph Kaszak | 1692218 | 5 | 06/30/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Linda Lorraine McNally | 2329390 | 1 | 06/29/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David George Deacon | 867550 | 9 | 06/28/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Albert S Humphrey | 1036349 | 18 | 06/23/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dwain Allen Dadoly | 1568631 | 4 | 06/22/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Anderson Frazier | 213348 | 1 | 06/21/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brent Alex Greenshields | 2192651 | 1 | 06/11/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory William Kennedy | 1882220 | 5 | 06/03/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Bradley Tarpening | 1711007 | 5 | 05/27/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |