Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Edward McGee | 1177542 | 10 | 10/01/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mary Ruth Stone | 1630717 | 1 | 09/28/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Richard Gula | 1662544 | 6 | 09/24/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Rex Voegtlin | 1138611 | 12 | 09/22/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Alex Galade | 1731115 | 2 | 09/17/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Eric Friedwald | 1354237 | 1 | 09/17/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Silvestre Mendoza | 1927195 | 5 | 09/16/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Gonzales | 2298005 | 2 | 09/16/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Richard Kareta | 1110801 | 2 | 09/15/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert William Cook | 1734775 | 2 | 09/02/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |