Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Anthony Parente | 1058250 | 1 | 11/15/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Bernard Funcheon | 1222519 | 1 | 11/12/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Mary Ann Harper | 1338220 | 3 | 11/05/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
David Anthony Reo | 2113425 | 4 | 11/05/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Stephen Feid | 1123322 | 1 | 11/04/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Robert Strange Engel | 201169 | 8 | 11/01/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Thomas Joseph Powers | 1425367 | 4 | 10/29/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Ollie Baldwin Harris | 1905798 | 4 | 10/28/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
James Russell Pierce | 1903068 | 4 | 10/28/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Gary Kurt Fabian | 2169091 | 1 | 10/28/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |