Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Philip Hayner | 2031326 | 1 | 01/20/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Eugene Nixon | 865645 | 12 | 01/20/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vincent Napolitano | 2275279 | 1 | 01/17/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony John Damiano | 1662576 | 4 | 01/10/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Raymond Burns | 1931312 | 2 | 01/10/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norman Fred Siegel | 1075816 | 1 | 01/06/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gilbert Anthony Kuta | 1084075 | 16 | 12/29/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Judith Ann Mathes | 1008245 | 5 | 12/28/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Daniel Ramsey | 1209836 | 2 | 12/27/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Bartolotta | 1943239 | 5 | 12/23/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |