Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maurice Michael Monopoli | 846542 | 5 | 02/26/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis J Harp | 1184266 | 3 | 02/25/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael William Carter | 1019999 | 3 | 02/24/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David J Levin | 836904 | 2 | 02/24/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Franklin Smith | 1010904 | 2 | 02/22/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Edward Johanneman | 1665235 | 1 | 02/18/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Margaret Tanis | 1202514 | 1 | 02/15/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Matacchiero | 1862990 | 5 | 02/14/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Herbert Leo Heitzman | 242111 | 3 | 02/11/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Costa | 1032194 | 1 | 02/09/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |