Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Bennett Selcow | 2538863 | 1 | 03/18/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Bernard Hunt | 1828106 | 7 | 03/18/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald John Kapraun | 2015974 | 2 | 03/15/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Malone Fehrman | 205552 | 11 | 03/15/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Anderson Francis | 1045469 | 2 | 03/04/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Alden Engelbach | 201177 | 5 | 03/04/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Weaver Dougherty | 1620921 | 5 | 03/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Glenn Alexander Crawford | 1868597 | 2 | 03/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Baron Benham | 1661398 | 1 | 03/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Allan Stern | 1243168 | 7 | 02/28/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |