Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Andrew Passarelli | 1114420 | 6 | 04/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Hughes | 1752620 | 2 | 03/31/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ernest Salgan | 2201372 | 3 | 03/31/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sherrie Lynn Stalzer | 2296388 | 1 | 03/30/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Bradley Tucker | 1516954 | 1 | 03/30/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Warren Gray Roquemore | 1322102 | 3 | 03/28/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Patrick Flaherty | 2030161 | 1 | 03/28/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Thomas Piper | 1262031 | 2 | 03/25/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dwight Hillis Emanuelson | 200789 | 8 | 03/24/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Theodore Dahl | 2014251 | 1 | 03/22/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |