Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Craig Schultz | 1399696 | 2 | 04/15/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory William Germain | 1431077 | 3 | 04/15/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Allen Becker | 2243437 | 3 | 04/14/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Paden | 1897995 | 2 | 04/13/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Larry White | 1484726 | 2 | 04/13/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Patrick Skinner | 1448818 | 2 | 04/12/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leszek Szelagowski | 1216014 | 6 | 04/08/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aaron Andrew Doelger | 4357639 | 1 | 04/06/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Nelson Jones | 2381966 | 2 | 04/05/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jon David Walton | 1086283 | 1 | 04/04/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |