Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel John Moynihan | 1395196 | 4 | 04/28/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Mario Amelio | 1488977 | 3 | 04/26/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hank Mark Werner | 1615495 | 10 | 04/26/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Francis Davis Moise | 337679 | 7 | 04/25/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Eric Sutton | 1224265 | 2 | 04/22/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Taylor Hinkley | 2142708 | 1 | 04/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Neil Lewis Margolin | 2257843 | 2 | 04/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Andrew van Kouteren | 2080093 | 1 | 04/20/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Barry Stuart | 1021484 | 7 | 04/19/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Norman Greco | 228304 | 3 | 04/18/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |