Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trenton James Grens | 2460818 | 3 | 06/02/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Harris Schmidt | 1942263 | 3 | 06/02/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Samuel Salmond Sylvester | 1815606 | 1 | 05/30/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robin Lee Taliaferro | 442144 | 13 | 05/27/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thomas Kirwan | 2179980 | 2 | 05/26/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gustavo Santos Miramontes | 2338966 | 14 | 05/18/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Robert Misiuda | 1063334 | 6 | 05/17/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Glen Edward Bennett | 2320846 | 1 | 05/16/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Michael Liptak | 1161575 | 1 | 05/16/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Pacella | 2068728 | 1 | 05/13/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |