Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Defosse | 1455218 | 6 | 07/05/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jamie Joe Reynolds | 4852015 | 2 | 07/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerard Chandler Gremillion | 1816351 | 9 | 07/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey W Wheeler | 1059254 | 2 | 06/29/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Anthony Parenti | 864996 | 1 | 06/22/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Glenn Larkin | 2021885 | 4 | 06/17/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Craig Baumhoff | 1416203 | 2 | 06/14/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harvey Stuart Wood Cohan | 1382896 | 4 | 06/10/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Douglas Lepson | 2167252 | 1 | 06/07/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Nelson Sly | 1198770 | 3 | 06/03/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |