Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew A Jones | 4868306 | 2 | 07/27/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Defosse | 1455218 | 6 | 07/25/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Allan Williky | 1623333 | 3 | 07/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Robb | 1649189 | 4 | 07/14/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vishwanath Shastry | 1122455 | 2 | 07/13/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kathryn Anne Wenzel | 1522621 | 1 | 07/11/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Angus MacDonald Peyton | 861977 | 5 | 07/08/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donal Christopher McGuire | 2233911 | 2 | 07/07/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Daniel Handzo | 2139593 | 1 | 07/07/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Dale Whitener | 1040853 | 3 | 07/05/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |