Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Kyle Umberger | 2329935 | 2 | 08/15/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Clinton Wade | 456135 | 1 | 08/12/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bobby Kyle Cowand | 2317710 | 5 | 08/10/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harvey Lee Ford | 211052 | 1 | 08/10/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Lewis Cooper | 1107574 | 1 | 08/09/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Gunnar Widing | 1962109 | 2 | 08/09/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Moody Grant Seibert | 418112 | 2 | 08/08/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Thomas Medlin | 1889227 | 1 | 08/03/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Dean Swanson | 1353745 | 2 | 08/02/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Haber | 2380164 | 3 | 08/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |