Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Daniel Meehl | 1042473 | 1 | 09/23/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Harvey Olephant | 1219613 | 5 | 09/23/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Francis Schloemer | 828696 | 1 | 09/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Rich Cagnina | 1407200 | 3 | 09/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Stauffer Webb | 1643545 | 2 | 09/20/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Michael Siverhus | 2091427 | 1 | 09/16/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Harry Shuker | 1201108 | 9 | 09/13/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Edwin Beaty | 1918258 | 2 | 09/13/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ernest Lynn Beckwith | 16549 | 3 | 09/09/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chris Allen Lewis | 1929423 | 5 | 09/07/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |