Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Willard Dean Klink | 837623 | 2 | 10/14/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Neal Howell | 1418579 | 10 | 10/14/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Clayton Cripps | 1275349 | 12 | 10/13/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Gerald Messina | 1402311 | 4 | 10/12/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Zuckerberg | 2313753 | 3 | 10/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Patrick Hipps | 1200177 | 5 | 09/28/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Stephen Fitzpatrick | 1447182 | 8 | 09/27/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eugene Donald Faierman | 203944 | 6 | 09/27/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard John Hagen | 2185011 | 1 | 09/26/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darrell Scott Rosenthal | 1702839 | 2 | 09/23/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |