Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garren Joseph Sepede | 1262896 | 5 | 11/03/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Frederick Kienle | 2160735 | 4 | 11/03/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Frank Lenardson | 2221218 | 2 | 11/02/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Graham Nilsen | 1572362 | 1 | 11/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ernani Christopher Falcone | 1148398 | 7 | 11/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Lee Sackman | 1133732 | 4 | 11/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Jerome Naert | 1532335 | 3 | 10/26/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Fred Vengelen | 2198075 | 2 | 10/24/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Jefferson Pearson | 1580585 | 5 | 10/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sigmond John Whitehill | 1425916 | 4 | 10/17/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |