Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kraig Lee Carpenter | 2143718 | 1 | 11/25/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Peter Koob | 2156408 | 1 | 11/23/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Eric Zwibel | 2460258 | 6 | 11/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robby Haase | 1221240 | 3 | 11/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Joseph Scanlon | 1968597 | 11 | 11/17/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Rodger Alexander | 2542170 | 2 | 11/17/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marc Lynn Devereaux | 2024304 | 1 | 11/10/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerard Simonelli | 1431397 | 5 | 11/09/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bernard Samuel Glickstern | 1064985 | 1 | 11/04/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Michael Stewart | 1019436 | 1 | 11/04/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |