Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fredric Wallace Williams | 712536 | 3 | 12/16/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Francis P Gallagher | 2254783 | 4 | 12/12/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy John Vos | 1425498 | 3 | 12/09/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Sean Barrios | 2534409 | 2 | 12/09/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jamison Monroe | 1262909 | 1 | 12/09/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Andrew Manley | 1288782 | 6 | 12/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randall Rene Chenot | 1739014 | 1 | 12/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Charles Henderson | 1299692 | 6 | 12/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Erik Christopher Weir | 2009973 | 2 | 11/30/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arthur J Smithee | 1068632 | 3 | 11/28/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |