Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Duncan Bell | 1479836 | 4 | 02/08/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William J Weldon | 2163588 | 1 | 02/05/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jay Leo Sesto | 1437173 | 2 | 02/03/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Susan Kaye Schwoch | 1232361 | 1 | 02/01/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stanley Bernard Starr | 1391920 | 2 | 01/31/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tony Anthony Hodge | 2141092 | 3 | 01/31/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Ryan Miller | 1693970 | 1 | 01/27/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Daniel Sullivan | 1162751 | 9 | 01/20/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brent Lane Baumberger | 2050730 | 2 | 01/19/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Anthony Guidicipietro | 1588069 | 11 | 01/13/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |