Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Todd Mark Blumenfeld | 1143457 | 1 | 03/20/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Edward Robert Lainfiesta | 1139496 | 2 | 03/17/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
John Farwell Howe | 862291 | 3 | 03/14/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Randy James Landry | 1984234 | 4 | 03/09/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Steven Dwayne Musielski | 2128821 | 6 | 03/06/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Ernest Allen Mishne | 702905 | 12 | 03/03/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Ernest Sean Mishne | 2091091 | 4 | 03/03/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Suzanne Marie Hagmeyer | 1464414 | 6 | 03/03/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Kenneth Allan Wilson | 1343302 | 1 | 03/01/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Gerald Hart Burchard | 1098929 | 8 | 03/01/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |