Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ari Stonehill | 2262457 | 4 | 04/26/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ward E Gorham | 2922629 | 4 | 04/25/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Joseph Boucher | 2187695 | 6 | 04/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rick Dean Althoff | 1002871 | 3 | 04/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Douglas Curtin | 2007519 | 5 | 04/20/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chang Hsine Cheng | 1276522 | 1 | 04/19/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Prendergast | 2243138 | 2 | 04/18/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pamela Ann Caruthers | 1014558 | 2 | 04/17/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Edward Duggan | 1110627 | 1 | 04/15/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas W Guenther | 1060369 | 6 | 04/12/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |