Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Zelos Mayers | 2213218 | 5 | 05/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Eugene Miceli | 1171721 | 2 | 05/19/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wanda Rose Miller | 1107307 | 2 | 05/16/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frederick Morton Woolley | 1444168 | 5 | 05/12/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Raymond Gernigin | 1098476 | 8 | 05/09/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Guy Gregory Clemente | 1222597 | 12 | 05/01/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darwyn Shea Boston | 2359318 | 1 | 05/01/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Craig Krull | 730915 | 4 | 04/28/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis William Ryan | 1390854 | 5 | 04/28/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Preston Johnson | 1811920 | 5 | 04/27/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |