Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Gale Jones | 1619313 | 2 | 07/13/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Steven Gradl | 2232220 | 1 | 07/11/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gabriel Benwool Wisdom | 1143562 | 13 | 07/11/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sonia Moure | 1549044 | 3 | 07/10/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Juan Carlos Martinez | 2039655 | 6 | 07/07/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sylvester Brown | 860475 | 1 | 07/01/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Linden Thomas | 1789031 | 5 | 06/29/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Glenn Larkin | 2021885 | 4 | 06/28/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Edmund Lex | 2175797 | 1 | 06/27/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Francis Browne | 1922821 | 2 | 06/26/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |