Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert James Baptist | 1576889 | 6 | 08/01/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Reid Doyle | 2223517 | 3 | 08/01/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arlie Aubra Johnson | 2121442 | 2 | 07/28/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arthur Kelley Shooter | 2114839 | 2 | 07/27/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Richard Holcomb | 1618936 | 2 | 07/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Eugene McCann | 2495372 | 3 | 07/22/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harry Michael Katz | 1515029 | 2 | 07/21/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Nicholas Receski | 1339216 | 1 | 07/20/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick James Letizia | 1678398 | 1 | 07/19/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Clarke Taylor | 1460621 | 2 | 07/15/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |