Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nichole Valery Schurr | 1557049 | 4 | 08/15/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph John Bruno | 2379064 | 3 | 08/15/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Praveen Kumar Bajaj | 2340904 | 1 | 08/15/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Gavin Metts | 851419 | 3 | 08/09/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Alan Lasch | 1566075 | 1 | 08/09/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Michael Burness | 723795 | 6 | 08/07/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Clarkson Deuser | 66429 | 4 | 08/07/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronan C Gaudario | 2494459 | 2 | 08/04/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Everett Roy Ellerman | 1736310 | 4 | 08/03/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Beheler Reames | 5350797 | 1 | 08/01/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |