Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Walter Way | 1126849 | 6 | 10/04/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wendell Cory Franklin | 2484466 | 1 | 10/04/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Deborah Lynn Fitzgerald | 2096326 | 7 | 10/01/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marilyn Holof | 1510314 | 2 | 09/29/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Scott Goetzmann | 1981482 | 1 | 09/21/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Marson | 1541674 | 2 | 09/15/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Gerard Caserta | 1353917 | 2 | 09/15/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Anthony Emmanuel | 2046654 | 5 | 09/13/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bryan Alexander Perry | 1232078 | 8 | 09/11/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laszlo Antal Nagy | 2140235 | 18 | 09/11/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |