Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Glen Bailey | 1295998 | 2 | 10/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Gorden Fraser | 1055214 | 1 | 10/20/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Orourke | 1644712 | 2 | 10/19/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Paul Belport | 1875062 | 2 | 10/19/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sergio Alfredo Urrutia | 2254948 | 4 | 10/16/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nina Santich | 2205261 | 2 | 10/13/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Alan Chappell | 2130025 | 1 | 10/11/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Daniel Stutzmann | 2134187 | 1 | 10/10/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank McNair Sims | 1252022 | 7 | 10/05/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Mang | 1023951 | 3 | 10/05/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |