Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriel Ayala | 2319096 | 1 | 12/05/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Salvatore George Viola | 1075455 | 5 | 11/30/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roy Amos Alford | 1017446 | 2 | 11/28/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Christopher Deutsch | 2209548 | 2 | 11/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alan David Klibanoff | 1675352 | 4 | 11/20/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Keith McNeill | 714999 | 3 | 11/20/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vernon Lamont Schisler | 1063223 | 5 | 11/17/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tom Wallace Piche | 1008982 | 2 | 11/17/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Brian Snyder | 2007775 | 4 | 11/13/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Margaret Elizabeth Redmond | 2209129 | 1 | 11/13/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |