Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Strong Dickson Loos | 1073299 | 7 | 02/01/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Daniel Kent | 2255753 | 18 | 01/30/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Kevin Maness | 2219248 | 4 | 01/26/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Arthur Convey | 2172782 | 2 | 01/26/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Kim Gaskill | 848103 | 9 | 01/25/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Reginald Upton Scantlebury | 1346437 | 2 | 01/25/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Howard Coons | 2049465 | 6 | 01/25/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dewey Norman Sink | 1257873 | 1 | 01/23/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norman Kirby Farra | 2131930 | 3 | 01/23/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Stjernholm | 1882297 | 1 | 01/05/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |