Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bobby Mitchell Neeley | 1593550 | 2 | 02/20/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Michael Phillips | 362671 | 8 | 02/20/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Franklin Forrester | 1016330 | 3 | 02/14/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lowell Vickery | 1156835 | 3 | 02/13/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Kenneth Zink | 1974401 | 2 | 02/09/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Julie Marie Stiers | 1077056 | 1 | 02/08/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lamar Burton | 2366552 | 6 | 02/07/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Irwin Greene | 1229478 | 2 | 02/06/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Geir Fjugstad | 2320256 | 2 | 02/05/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Angelo Bivens | 2358108 | 3 | 02/02/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |