Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Gordon Cantlay | 2769069 | 1 | 03/14/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Martin W Hajek | 1644608 | 1 | 03/07/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Greeson Enochs | 2352020 | 2 | 03/01/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Lewis Newman | 1184057 | 1 | 03/01/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Frank Nielsen | 1246076 | 3 | 02/29/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Edward Bullock | 821591 | 10 | 02/29/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clifford Leigh Schmidt | 413912 | 2 | 02/29/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerard Chandler Gremillion | 1816351 | 9 | 02/28/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Edwin Wheeler | 1034461 | 1 | 02/26/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Warren Crozier | 1941979 | 1 | 02/21/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |