Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel J Memo | 3079244 | 6 | 01/23/2014 | Customer Dispute | Dismissed | $100,000.00 | $0.00 | See FINRA Report |
| Lorene Fairbanks | 2788572 | 12 | 01/23/2014 | Customer Dispute | Dismissed | $100,000.00 | $0.00 | See FINRA Report |
| Kirk Jay Daniels | 2191070 | 4 | 01/03/2014 | Customer Dispute | Dismissed | $518,475.00 | $0.00 | See FINRA Report |
| Isaac D Douek | 4447705 | 2 | 10/11/2013 | Customer Dispute | Dismissed | $2,000,000.00 | $0.00 | See FINRA Report |
| Patricia Bayer Walsh | 1526824 | 1 | 08/29/2013 | Customer Dispute | Dismissed | $5,000,000.00 | $0.00 | See FINRA Report |
| Richard Craig Kilbride | 1178436 | 1 | 04/15/2013 | Customer Dispute | Dismissed | $43,000,000.00 | $0.00 | See FINRA Report |
| Rafael Colon-Ascar | 1009934 | 11 | 02/18/2013 | Customer Dispute | Dismissed | $1,765,000.00 | $0.00 | See FINRA Report |
| Jarrod Serrato | 2094110 | 2 | 10/19/2012 | Customer Dispute | Dismissed | $20,769.40 | $0.00 | See FINRA Report |
| Lloyd Kolokoff | 814064 | 9 | 08/23/2012 | Customer Dispute | Dismissed | $170,000.00 | $0.00 | See FINRA Report |
| Alexander Emanuel Fernandez | 1552172 | 2 | 08/08/2012 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |