Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Abraham Biderman | 2032813 | 7 | 08/15/2016 | Customer Dispute | Dismissed | $10,000,000.00 | $0.00 | See FINRA Report |
| Stephen Matthew Dunn | 4649426 | 1 | 06/30/2016 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Grant M Wood | 1188491 | 7 | 06/13/2016 | Customer Dispute | Dismissed | $500,000.00 | $0.00 | See FINRA Report |
| Ghalib Abdulla Kanji | 2675795 | 3 | 05/25/2016 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Beatriz Gaona Cadena | 2111754 | 1 | 05/23/2016 | Customer Dispute | Dismissed | $1,555,000.00 | $0.00 | See FINRA Report |
| Kenneth Edwin Simon | 1232514 | 2 | 03/24/2016 | Customer Dispute | Dismissed | $165,000.00 | $0.00 | See FINRA Report |
| Ty Kevin Bauer | 2150885 | 4 | 03/03/2016 | Customer Dispute | Dismissed | $500,000.00 | $0.00 | See FINRA Report |
| Christian Calderon | 5378068 | 1 | 01/08/2016 | Customer Dispute | Dismissed | $200,000.00 | $0.00 | See FINRA Report |
| Deborah Dawn Olson | 2139487 | 2 | 09/21/2015 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Jose Antonio Vasquez | 2104957 | 10 | 08/21/2015 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |