Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Richard Kratz | 728258 | 5 | 01/25/1993 | Customer Dispute | Dismissed | $86,000.00 | $0.00 | See FINRA Report |
| Michael Yehuda Rice | 1551556 | 4 | 12/05/1991 | Customer Dispute | Dismissed | $15,000.00 | $0.00 | See FINRA Report |
| John Joseph Gardner | 1306496 | 5 | 12/04/1991 | Customer Dispute | Dismissed | $100,000.00 | $0.00 | See FINRA Report |
| James Burner Crew | 1685632 | 9 | 01/15/1990 | Customer Dispute | Dismissed | $129,000.00 | $0.00 | See FINRA Report |