Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Allan Fritz | 214959 | 5 | 09/18/1997 | Customer Dispute | Dismissed | $318,246.00 | $0.00 | See FINRA Report |
| Randy Alan Murphy | 1262982 | 10 | 08/27/1997 | Customer Dispute | Dismissed | $35,000.00 | $0.00 | See FINRA Report |
| Dale Franklin Norton | 1069797 | 8 | 04/11/1997 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Michael Gil McDonald | 2314730 | 5 | 02/11/1997 | Customer Dispute | Dismissed | $49,404.00 | $0.00 | See FINRA Report |
| Mark James Stevenson | 436079 | 9 | 10/30/1996 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Kelley Ray Wright | 1356322 | 3 | 10/24/1996 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 10/18/1996 | Customer Dispute | Dismissed | $100,000.00 | $0.00 | See FINRA Report |
| Glen Biener | 1353794 | 2 | 03/29/1996 | Customer Dispute | Dismissed | $3,360,590.00 | $0.00 | See FINRA Report |
| Scott Edward Bordelon | 733645 | 2 | 03/27/1996 | Customer Dispute | Dismissed | $120,000.00 | $0.00 | See FINRA Report |
| John Martin Foss | 211655 | 13 | 01/10/1995 | Customer Dispute | Dismissed | $500,000.00 | $0.00 | See FINRA Report |