Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Joseph Whitton | 2116141 | 4 | 10/11/1999 | Customer Dispute | Dismissed | $28,000.00 | $0.00 | See FINRA Report |
| Randall Dov Abramson | 4487618 | 4 | 09/08/1999 | Customer Dispute | Dismissed | $1,600,000.00 | $0.00 | See FINRA Report |
| Randall Dov Abramson | 4487618 | 4 | 08/06/1999 | Customer Dispute | Dismissed | $1,250,000.00 | $0.00 | See FINRA Report |
| Randall Dov Abramson | 4487618 | 4 | 06/18/1999 | Customer Dispute | Dismissed | $1,500,000.00 | $0.00 | See FINRA Report |
| Lawrence Richard Brockman | 1126810 | 6 | 03/18/1999 | Customer Dispute | Dismissed | $8,000,000.00 | $0.00 | See FINRA Report |
| William Bernard Ring | 1048825 | 2 | 12/17/1998 | Customer Dispute | Dismissed | $60,000.00 | $0.00 | See FINRA Report |
| John Kellar | 1436046 | 6 | 11/06/1998 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Faine Paula Beckerman | 1456397 | 6 | 11/02/1998 | Customer Dispute | Dismissed | $46,944.80 | $0.00 | See FINRA Report |
| Robert B Jorgensen | 1200214 | 1 | 04/14/1998 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Mitchell Louis Silverman | 500504 | 8 | 03/20/1998 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |