Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Wayne Sansom | 2164085 | 1 | 11/29/2001 | Customer Dispute | Dismissed | $67,414.30 | $0.00 | See FINRA Report |
| Brian Edward Smith | 2287309 | 6 | 08/09/2001 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Azam Hassib Jaber | 2846187 | 2 | 08/09/2001 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Richard William Silver | 1216012 | 1 | 03/21/2001 | Customer Dispute | Dismissed | $350,000.00 | $0.00 | See FINRA Report |
| Francis Edward Remeika | 373994 | 1 | 03/21/2001 | Customer Dispute | Dismissed | $350,000.00 | $0.00 | See FINRA Report |
| Randall Dov Abramson | 4487618 | 4 | 12/19/2000 | Customer Dispute | Dismissed | $3,000,000.00 | $0.00 | See FINRA Report |
| Michael D Hanley | 2099903 | 1 | 11/19/2000 | Customer Dispute | Dismissed | $31,250.60 | $0.00 | See FINRA Report |
| Peter Sean Cleary | 2149985 | 6 | 11/17/2000 | Customer Dispute | Dismissed | $250,000.00 | $0.00 | See FINRA Report |
| John Rufus Shealy | 700390 | 3 | 07/31/2000 | Customer Dispute | Dismissed | $1,710,900.00 | $0.00 | See FINRA Report |
| Scott J Silver | 1230741 | 3 | 07/17/2000 | Customer Dispute | Dismissed | $196,000.00 | $0.00 | See FINRA Report |