Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glen Richard Rauch | 501071 | 1 | 09/23/2003 | Customer Dispute | Dismissed | $100,000.00 | $0.00 | See FINRA Report |
| Todd Michael Gerdes-Zertuche | 3217457 | 1 | 09/16/2003 | Customer Dispute | Dismissed | $34,542.00 | $0.00 | See FINRA Report |
| Jeffrey Karl von Colln | 2468483 | 1 | 12/31/2002 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Richard William Reiss | 1004733 | 3 | 10/22/2002 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Niall David Bridgeman | 2670867 | 2 | 07/08/2002 | Customer Dispute | Dismissed | $100,000.00 | $0.00 | See FINRA Report |
| Ian Hurwitz | 1025531 | 9 | 03/13/2002 | Customer Dispute | Dismissed | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Allen Bickle | 1126734 | 3 | 02/26/2002 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Herbert F Bennett | 1387247 | 1 | 01/16/2002 | Customer Dispute | Dismissed | $10,000,000.00 | $0.00 | See FINRA Report |
| Timothy P Scudder | 2314524 | 1 | 01/16/2002 | Customer Dispute | Dismissed | $10,000,000.00 | $0.00 | See FINRA Report |
| Lloyd Douglas Hodgin | 2954267 | 5 | 12/10/2001 | Customer Dispute | Dismissed | $1,268,470.00 | $0.00 | See FINRA Report |