Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Joseph Ramos | 1613649 | 4 | 12/26/2007 | Customer Dispute | Dismissed | $2,000,000.00 | $0.00 | See FINRA Report |
| Robert Hale Rinker | 2783780 | 2 | 11/01/2007 | Customer Dispute | Dismissed | $72,159.20 | $0.00 | See FINRA Report |
| Deke Gerard Carbo | 4574806 | 3 | 10/12/2007 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Ramos | 1613649 | 4 | 08/01/2007 | Customer Dispute | Dismissed | $1,150,000.00 | $0.00 | See FINRA Report |
| Michael Shane Goff | 3111858 | 1 | 05/23/2006 | Customer Dispute | Dismissed | $30,000.00 | $0.00 | See FINRA Report |
| Wills Schneider Henriquez | 1872198 | 5 | 05/09/2006 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| John Thomas Brice | 2673040 | 1 | 04/11/2005 | Customer Dispute | Dismissed | $210,000.00 | $0.00 | See FINRA Report |
| Jason Anthony Murdock | 2383893 | 1 | 03/28/2005 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Duncan | 3031586 | 1 | 03/17/2005 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Robert Cain Atkinson | 2455491 | 2 | 03/03/2005 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |