Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis Jerome Hughes | 1532177 | 7 | 06/22/2009 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Christoph William Panos | 2270329 | 3 | 05/15/2009 | Customer Dispute | Dismissed | $133,000.00 | $0.00 | See FINRA Report |
| Stephen Vincent Dolan | 1439884 | 2 | 03/15/2009 | Customer Dispute | Dismissed | $2,700.00 | $0.00 | See FINRA Report |
| Alan Lawrence Jacobs | 1032488 | 5 | 01/13/2009 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| John Albert Winston | 502105 | 3 | 01/08/2009 | Customer Dispute | Dismissed | $400,000.00 | $0.00 | See FINRA Report |
| Neal Maverick Weaver | 2971832 | 1 | 12/27/2008 | Customer Dispute | Dismissed | $111,000.00 | $0.00 | See FINRA Report |
| Alan Lawrence Jacobs | 1032488 | 5 | 11/10/2008 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Paul D Katerndahl | 2403426 | 2 | 06/05/2008 | Customer Dispute | Dismissed | $100,000.00 | $0.00 | See FINRA Report |
| Blake Robert Dunlop | 1276883 | 2 | 04/04/2008 | Customer Dispute | Dismissed | $3,682,580.00 | $0.00 | See FINRA Report |
| Robert Patrick Vona | 2053896 | 5 | 01/09/2008 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |