Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erick J Ellsweig | 4501784 | 2 | 12/22/2009 | Customer Dispute | Dismissed | $5,000,000.00 | $0.00 | See FINRA Report |
| Kent Charles Hiteshew | 1213992 | 1 | 12/21/2009 | Customer Dispute | Dismissed | $109,548,000.00 | $0.00 | See FINRA Report |
| Eric Howard Altman | 1488213 | 1 | 12/21/2009 | Customer Dispute | Dismissed | $109,548,000.00 | $0.00 | See FINRA Report |
| John Lewis Kirstein | 3071271 | 2 | 10/05/2009 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Rd Easterling | 2174237 | 5 | 08/26/2009 | Customer Dispute | Dismissed | $55,075.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 08/17/2009 | Customer Dispute | Dismissed | $45,000.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 08/17/2009 | Customer Dispute | Dismissed | $385,000.00 | $0.00 | See FINRA Report |
| Hardy L Lathan Winburn | 4496207 | 1 | 07/20/2009 | Customer Dispute | Dismissed | $600,000.00 | $0.00 | See FINRA Report |
| Jay Martin Niebuhr | 2839093 | 1 | 07/16/2009 | Customer Dispute | Dismissed | $466,301.00 | $0.00 | See FINRA Report |
| Gerardo Telesforo Camacho | 4387036 | 2 | 07/07/2009 | Customer Dispute | Dismissed | $183,932.00 | $0.00 | See FINRA Report |