Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Brantley Anthony | 1178186 | 4 | 02/26/2010 | Customer Dispute | Dismissed | $557,784.00 | $0.00 | See FINRA Report |
| William Legrand Hutchison | 1225797 | 13 | 02/26/2010 | Customer Dispute | Dismissed | $557,784.00 | $0.00 | See FINRA Report |
| George Sidney Armistead | 1996248 | 17 | 02/26/2010 | Customer Dispute | Dismissed | $557,784.00 | $0.00 | See FINRA Report |
| Pamela Atchley Baird | 2148780 | 3 | 02/26/2010 | Customer Dispute | Dismissed | $557,784.00 | $0.00 | See FINRA Report |
| John Fletcher Talley | 1815440 | 3 | 02/26/2010 | Customer Dispute | Dismissed | $557,784.00 | $0.00 | See FINRA Report |
| Michael Shawn Syx | 4293922 | 3 | 02/26/2010 | Customer Dispute | Dismissed | $557,784.00 | $0.00 | See FINRA Report |
| Robert Alan Jackson | 1259603 | 8 | 02/05/2010 | Customer Dispute | Dismissed | $2,460,000.00 | $0.00 | See FINRA Report |
| Morrie Wolbrum Reiff | 1317814 | 1 | 01/13/2010 | Customer Dispute | Dismissed | $2,000,000.00 | $0.00 | See FINRA Report |
| Roger Allen Hunt | 1865861 | 1 | 12/22/2009 | Customer Dispute | Dismissed | $5,000,000.00 | $0.00 | See FINRA Report |
| Scott Franklin Bass | 2206579 | 2 | 12/22/2009 | Customer Dispute | Dismissed | $5,000,000.00 | $0.00 | See FINRA Report |