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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 40,731-40,739 out of 40,739 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Paul Matheson1318937101/01/1995Customer DisputeDenied$700,000.00$0.00See FINRA Report
Jack Winfield Graves13499551208/26/1992Customer DisputeDenied$661,387.00$0.00See FINRA Report
Daniel Jerome Fair722195208/21/1991Customer DisputeDenied$1,500,000.00$0.00See FINRA Report
Howard Redgate372311111/09/1990Customer DisputeDenied$36,286.90$0.00See FINRA Report
John Richard Bickel1229797205/05/1990Customer DisputeDenied$1,000,000.00$0.00See FINRA Report
Claire Ruth Fox1020113107/01/1989Customer DisputeDenied$140,000.00$0.00See FINRA Report
Josef Benporat18497103/28/1989Customer DisputeDenied$706,565.00$0.00See FINRA Report
Michael Brent Hanson1832012309/12/1985Customer DisputeDenied$90,000.00$0.00See FINRA Report
Allan Christopher English861313204/01/1981Customer DisputeDenied$14,000.00$0.00See FINRA Report

40,739 Results

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