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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 40,721-40,730 out of 40,739 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lauren Rose Hito1342741108/21/1997Customer DisputeDenied$47,500.00$0.00See FINRA Report
Bernard Barry Salzman409665308/21/1997Customer DisputeDenied$0.00$0.00See FINRA Report
Dennis Russell Colavito732893508/21/1997Customer DisputeDenied$25,000.00$0.00See FINRA Report
George Edward Schwing2417229208/21/1997Customer DisputeDenied$12,752.70$0.00See FINRA Report
David A Brockway2404135108/19/1997Customer DisputeDenied$0.00$0.00See FINRA Report
Bruce Ohrenich715394208/19/1997Customer DisputeDenied$0.00$0.00See FINRA Report
Kevin James Cahill1589849308/18/1997Customer DisputeDenied$0.00$0.00See FINRA Report
Richard William Steiniger1243003308/18/1997Customer DisputeDenied$0.00$0.00See FINRA Report
Paul Michael Eberz1036172203/14/1996Customer DisputeDenied$20,000,000.00$0.00See FINRA Report
John Bernard Madzin1289480811/06/1995Customer DisputeDenied$41,000.00$0.00See FINRA Report

40,739 Results

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