Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Wayne Stillman Francis Ross | 2070569 | 1 | 08/28/1997 | Customer Dispute | Denied | $5,794.00 | $0.00 | See FINRA Report |
Michael Andrew Thomas | 2186146 | 1 | 08/27/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John James Petracco | 1066918 | 13 | 08/27/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Robert Cook | 1894803 | 3 | 08/26/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Howard I Katz | 1025634 | 2 | 08/26/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Stephen John Wood | 1386634 | 2 | 08/26/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Joshua Daniel Brown | 2304799 | 2 | 08/24/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Earl Nash | 1385720 | 3 | 08/22/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Paul Charles Fragakis | 1559036 | 2 | 08/22/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Thomas Joseph O'Reilly | 2407621 | 1 | 08/22/1997 | Customer Dispute | Denied | $7,989.00 | $0.00 | See FINRA Report |