Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott J Feder | 2136567 | 1 | 09/18/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Lloyd Bechler | 1961715 | 1 | 09/17/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Joseph Murphy | 2202808 | 3 | 09/16/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Martin Campbell | 1057931 | 1 | 09/16/1997 | Customer Dispute | Denied | $19,238.20 | $0.00 | See FINRA Report |
| Ronnie Anthony Corbo | 2163935 | 5 | 09/16/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Walter Sol Berkman | 19479 | 3 | 09/15/1997 | Customer Dispute | Denied | $285,000.00 | $0.00 | See FINRA Report |
| Paul Gary Fried | 1420534 | 1 | 09/15/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Francis Guidotti | 727870 | 1 | 09/13/1997 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Mark Willard Nielsen | 1033108 | 2 | 09/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Dennis Regan | 1290958 | 13 | 09/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |