Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Joseph Rudiger | 2118724 | 12 | 09/29/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Isidore Lamendola | 1133485 | 11 | 09/24/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William John Vlahoulis | 1039742 | 6 | 09/24/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Giammarino | 1999395 | 1 | 09/23/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cody Lynn Smith | 2294669 | 1 | 09/23/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Charles Mills | 1055557 | 2 | 09/23/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laszlo Antal Nagy | 2140235 | 18 | 09/23/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Bernard Alden | 1095259 | 2 | 09/22/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rajvinder Singh Budwal | 2418007 | 2 | 09/22/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Everette Louis Talbot | 2348783 | 1 | 09/18/1997 | Customer Dispute | Denied | $15,356.00 | $0.00 | See FINRA Report |